Two Bites at the Apple: The Power of Suspending Imposition of a Sentence

Dr. Aviram has graciously permitted me to post my thoughts on one aspect of the criminal justice system that I came across in the course of a recent externship. In one particular case before our court, a trial court judge suspended imposition of the defendant’s sentence. Although it was not the subject of the defendant’s appeal, I was fascinated by the process and felt it shed light on a Judge’s role and the power of the criminal justice system. Here is how the process works in a hypothetical where I have changed the facts and names in the case:

Hypothetical

18-year old Adam Smith went out drinking late one night with a friend. After some heavy drinking, they take some cocaine Smith’s friend brought along. Intoxicated and high on drugs, they decided to throw fruit at cars from a walkway on an overpass. One orange seriously dented the front hood of a police officer’s vehicle as the officer was finishing her shift for the night. The two friends began laughing, but realized it was now time to run. When the police officer caught up to them, Smith’s friend immediately gave himself up but Smith defiantly resisted and tried to punch the police officer, striking her left shoulder and forcing the police officer to use her police taser.

On the advice of his public defender, Smith entered a guilty plea before Judge Foltz, known for her cautious leniency towards defendants who admit their crimes and save the taxpayers the expense of a long trial. At sentencing, Smith insisted that his crimes that night were childish indiscretions. He told Judge Foltz that a few days before the evening in question, he found out his father was cheating on his mother and that they would be getting a divorce. Depressed and in need of “self medication” he went out and tried drugs for the first time, and made a series of poor decisions because his friend thought cocaine would make him feel better.

Smith maintained that he was simply rebelling against the situation when he went out and did not know how to handle himself. His acts were the unfortunate byproduct of not being in his right state of mind. He promised it would never happen again. Smith’s parents testified on his behalf, and lamented that really, this incident was all their fault. Judge Foltz was reluctant to take Smith at his word, but she sympathized with his argument that it was a youthful indiscretion and found no evidence that Smith was a “bad apple.” To avoid letting him get off “scott free” for what are serious offenses but also to not unnecessarily institutionalize an otherwise good kid and ruin his prospects of college, she told Smith that she would suspend imposition of his sentence and place him on probation for a period of three years if he made restitution for any damage. Only days before his three year probation was to be over, Smith robbed an elderly woman at gunpoint at an ATM.


Now Smith went before Judge Holmes, known for his no-nonsense approach to criminal defendants. Because Judge Foltz suspended imposition of Smith’s prior sentence, Judge Holmes gets to determine the sentence for all three crimes: the first two crimes (vandalism and assaulting a police officer), as well as the subsequent crime, armed robbery. Holmes throws the book at Smith, giving him the statutory maximum for all of the crimes, including a mandatory 10-year sentence enhancement for using a gun during his robbery, giving him a total of 25 years in jail. Smith now wished he hadn’t gotten off “scott free” in front of Judge Foltz, and simply received a reduced sentence.

Commentary
It’s easy to see the downside to a defendant where a Judge suspends imposition of a sentence. A subsequent Judge will sentence the defendant knowing what crime the defendant went on to commit, and that inevitably colors a Judge’s perception of the defendant’s earlier offense. Judge Holmes looked at the mitigating circumstances of the original offenses differently from Judge Foltz, and rather than seeing them as youthful indiscretions, saw a young man committing crimes of escalating seriousness who did not take advantage of the break Judge Foltz gave him. Holmes likely felt that leniency would not do Smith any favors, who did not seem to learn from his mistake when he avoided prison time following Smith’s first encounter with the justice system. Moreover, Judge Holmes was forced to make his decision about the subsequent crime while carefully examining the details of a prior crime necessary to formulate his sentence, making the Judge less sympathetic about any mitigating circumstances of the subsequent offense as well.

There’s an obvious objection to this tool, which is that the subsequent crime cannot be considered as part of the sentencing of the original offense and vice-versa. Strictly speaking, they can’t. But a Judge probably cannot escape what he or she knows about the defendant’s subsequent and prior conduct, and thus whatever mental barriers which have been erected to compartmentalize the analysis are likely to be ineffective. A judge may simply be careful to not articulate her sentence for the earlier offense in terms of what happened in the subsequent crime.

The constitutionality of statutes which authorize judge’s to suspend imposition of a sentence has already been affirmed. Moreover, it’s not clear eliminating such a power would necessarily change the outcome. In Peterson v. Dunbar 355 F.2d 800 (1966), a court affirmed the statute granting the right to Judge’s to suspend imposition of a sentence and noted: “If there be any merit in appellant’s argument, the obvious alternative, still available to the judge, is to start at the top instead of at the bottom– to impose the maximum sentence at the outset, suspend its execution and subsequently vacate it if probation is successful, or, should probation be revoked, reduce it to the extent, if any, then felt suitable.”

From a Judge’s perspective, suspending imposition of a crime is preferable to granting a lesser sentence. Such a tool allows a Judge to distinguish between a “career criminal” and a someone who committed a “youthful indiscretion” while preserving the system’s ability to revisit the issue in light of subsequent conduct. It is likely that the tool allows a Judge to grant mercy more often by reducing the cost of leniency and allows a more accurate sentence in a subsequent proceeding because of superior information. Moreover, with the prospect of an even harsher sentence the second time around, it can serve as a greater deterrent to subsequent crime. Of course, this assumes the criminal mind rationally calculates his or her behavior based upon the length of sentence.

Nevertheless, suspending imposition of a sentence may satisfy both the DA-minded and PD-minded alike by keeping one-time offenders out of jail but increasing the sentence of repeat players. Many lawyers would appreciate the increase in discretion such a tool affords a judge, although others might fear the punitive aspects of its application. But on the whole, the ability to suspend imposition of a sentence increases the discretion of a Judge and therefore reduces the power of other institutional actors like prosecutors who might vigorously oppose leniency under any other circumstance.

It’s unclear whether suspending imposition of a sentence increases prison time on an aggregate basis or reduces it. If I were trying to generate a hypothesis on this point, I would start by determining how many repeat players are in the system. If the numbers of repeat players are extremely high, then suspending imposition of a sentence is likely to increase prison overcrowding on the whole. Additionally, I would look to what kinds of crimes Judge’s typically apply this tool towards to see how much it reduces prison sentences. In my hypothetical the bulk of the defendant’s prison sentence is still coming from the armed robbery and the mandatory sentence enhancement.
In any event, it’s a fascinating tool and has important implications for sentencing, overcrowding, and judicial economy.

Prisons and Budgets

Today’s NYTimes editorial “Prisons and Budgets” at http://www.nytimes.com/2010/01/04/opinion/04mon3.html?ref=opinion lauds state legislatures for corrections policy changes with positive fiscal impact. The piece calls 3-Strikes “overly harsh” and calls the Florida law mandating serving certain percentages of sentences “dubious corrections policy and terrible fiscal policy.”

My favorite citation is their use of the ACLU National Prison Project’s new report “Michigan Breaks the Logjam: A New Model for Reducing Prison Populations.” Michigan reduced its prison population by over 8% in about half a year, primarily through justice reinvestment. This leads me to think about how many more teachers, students, doctors, nurses, patients, etc. California could afford to subsidize, were we to reduce our state prison population by as much as 8%.

Sentencing Commission to re-evaluate mandatory minimums

Today’s Wall Street Journal points out that October’s National Defense Authorization Act tasks the U.S. Sentencing Commission with reviewing federal mandatory minimum sentencing. Mandatory minimums, which remove judicial discretion in sentencing, are almost always for drug crimes, and have greatly contributed to the explosion in the federal prison population. This is the first issue I’ve seen the Fraternal Order of Police take a position aligned with Families Against Mandatory Minimums.

When I moved to California from Rhode Island, it had the highest unemployment rate of any state besides Michigan, making sentencing reform a high economic priority. Sure enough, this year the RI General Assembly voted to eliminate mandatory minimum sentencing for drug possession. The state legislature also decided not to return probationers to prison for violations other than the crime of which they were originally convicted. These changes, at the federal and California state level, would take a big chunk out of our corrections crisis.

CA pot arrest increases beat national average

Today’s SF Chron has a story on page C-4 about Dr. Jon Gettman‘s new report on Marijuana Arrests in the US. Marijuana arrests from 2003-2007 increased nationally by less than 3% annually, but in California increased by over 5% per year. Also, Californian African Americans are now arrested for marijuana possession at a rate of 270% over Caucasians, versus about 75% nationally.

Gettman concludes that the overall national marijuana arrest rate (between 3%-6%) is too insignificant to deter crime. So what public policy goal is served by using my tax dollars on incarceration?

Netherlands Closing Prisons

The Netherlands is closing 8 prisons, eliminating 1,200 corrections jobs — http://www.nrc.nl/international/article2246821.ece/Netherlands_to_close_pris — due to declining crime rates(!) and the economic crisis.

If crime continues to decline, the nation will have to choose between closing even more prisons, versus housing imported Belgian prisoners. California is to Belgium as Arizona is to the Netherlands?!

CJC Town Hall Meeting

Yesterday, October 28th, the CJC held a town hall meeting at 134A Golden Gate Ave. in an effort is to facilitate communications with the community and get some feedback. Unfortunately only about 10 to 11 people showed up including Tomiquia Moss, CJC head coordinator, and Judge Albers, everyone else was an interested party (members of the community court – not to be confused with the CJC, former CJC clients there to give a presentation, myself and one other Hastings student).

Presented at the meeting was an array of statistics about the past 6 months of the CJC. I will try to find out if the stats are posted online, but I will lay out some of the more interesting ones. Since its inception, the CJC has engaged over 400 clients in treatment services, 500 hours of community service have been served, 60% of the caseload is felony cases, there is an average of 24 in-custody defendants per day and 57 out of custody defendants per day. The attendance rate of felony drug offenders is 86% while the attendance rate of low-level misdemeanors remains at 22% (if you have been following the CJC you will remember that the first few weeks were slow because so few defendants showed up, as it turns out that is still the case for low level offenders). There are currently 250 active clients in the CJC, 98% of whom are compliant with treatment.

The most interesting aspect of the discussion revolved around the completion of the holding cells at the CJC. As stated above the court is averaging 24 in-custody clients per day, however the holding cell only has a capacity of 9. The court is now involved in trying to figure out how to continue to work with the same number of in-custody defendants because, according to Judge Albers, these clients are often the ones who benefit most from the services that the CJC has to offer. There is a suggestion that the sheriff may be able to bus the defendants back and forth, but this raises serious cost issues. Judge Albers states that this is “A problem that I am happy to have.”

The topic of this town hall meeting was how to break down barriers to employment in which two former clients of the CJC shared their experiences with fighting addiction and the lure of making quick money by selling drugs while trying to find employment with a criminal record. Ms. Moss then asked for any input from the audience, which did bear some good suggestions including mentorship programs between current and former CJC clients.

Regardless of what you think of the CJC, statistics show that it is growing quickly and may soon need another Judge. Apparently 575 Polk has two courtrooms, one of which has not been used in a long time, and the CJC coordinators are talking about adding another judge to help Albers with his growing caseload. It should be interesting to see how the in-custody matters will work when the holding cell is finally opened within the next few weeks.

Why is California Eliminating Rehabilitation?

Yesterday Prof. Aviram posted analysis of the newest Plata/Coleman panel court order. She points out, “The panel wants to hear more about the use of rehabilitation and reentry in the community as a population reduction measure that might actually improve public safety.”

So I thought I’d post this cover story from 10/17 last Friday’s LA Times. The piece highlights poignant personal stories of incarcerated, and formerly incarcerated, female addicts. It also provides a damning quote from a recent Schwarzenegger insider: “Kathy Jett, formerly Schwarzenegger’s top aide for prisoner rehabilitation, said gangs may attempt to fill the void created by the absence of programs.”

For purposes of this blog, though, the article also provides some worrisome statistics.

  • Rehab services lose $250 million a year, more than 40% of what they now get and a quarter of the $1 billion total sliced from the prison system.
  • “At the same time, the state is eliminating 45% of the seats in its substance-abuse programs for parolees.”
  • The featured rehab provider previously helped 756 women, and will now reach only 175.

These changes seemed almost calculated to increase addiction and recidivism. One might speculate that even the Governor is knowingly passing on the problem of prison overcrowding to the next administration rather than addressing any of its root causes.

More on Out-of-State Incarceration


California currently houses over 8,000 prisoners in privately-operated, out-of-state facilities. Contracting with private prison companies raises concerns about providing economic incentives for incarceration. I first read of American Police Force here on this blog, last week.

The Talking Points Memo Muckraker has been following this story all along. In particular, check out their excellent post from Monday, telling a fuller version of convicted felon and “‘low-level card shark” Michael Hilton bringing American Police Force into impoverished Hardin, MT.