Haney on Psychological Consequences of Imprisonment in California

Today I attended a compelling lecture by Dr. Craig Haney of UC-Santa Cruz on the individual psychological consequences of imprisonment in California. His talk was especially well-timed after Dr. Haney was cited six times by the U.S. Supreme Court’s recent decision in Brown v Plata. You may also recognize Dr. Haney as the lead author of the famous Stanford prison study from 1973, in which twenty healthy males, evenly divided into groups of “inmates” and “guards,” acted so brutally that the 2-week experiment was suspended after 6 days.

Since then, Dr. Haney has spent over 30 years touring and studying prisons and prisoners. He began with an overview of the recent expansion of the U.S. prison system, because overincarceration has led to Plata and “prisonization” (stay with me here). The U.S. rate of imprisonment stayed stable around 200,000 from World War I to the mid-1970s, when the War on Drugs sentencing mentality started. From 1973-1993, the CA crime rate hovered around 100 per 100,000, but the incarceration rate increased from 100/100,000 to 350/100,000.

Dr. Haney pointed out that, being a generation older than me, he could still remember a time when prisoners had their own cells. Cellmates, or double-celling, was still seen as an abomination in the mid-1970s. His archives include letters from the prison wardens of 40 years ago, decrying this inhumane practice. Now, of course, prison cells house at least two inmates as a matter of course.

Prison used to aim to rehabilitate prisoners. Through work assignments, education, and other programs, inmates were taught useful skills or conditioned for better lives. In the mid-1970s, states began to veer away from this century-old aim: Haney referred us to Cal. Penal Code § 1170(a)(1), passed in 1976, which begins: “The Legislature finds and declares that the purpose of imprisonment for crime is punishment.” Half of CA prisoners released in 2006 had had no assignment whatsoever: no program, no job, no education. All those years, wasted. In 1973, prisoners averaged a 6th-grade reading level, and this is still the same today.

As recently as the 1970s, people suffering from serious mental health conditions were usually committed to mental hospitals for in-patient treatment. Nowadays, mental health patients are more commonly imprisoned. In the U.S., the rate of hospitalization of mental health patients has fallen from 450 per 100,000 residents over 15 years old in 1950, to only 50/100,000 in 1990. People who would be hospitalized in 1950-1980 are more commonly incarcerated in 1980-2010.

Dr. Haney used this background to discuss institutional history as social history. By taking over so many people’s lives, for so long, commonly at such young ages, the state has become not only a parent, but an abusive parent. Imprisonment retraumatizes inmates who have already experienced the trauma that led to their incarceration in the first place. Prisoners suffer tremendous institutional risk factors: abuse, maltreatment, neglect, an impoverished environment, diminished opportunities, exposure to violence, abandonment, instability, and exposure to criminogenic role models.

Haney’s last slide explained “prisonization” as a set of normal psychological responses to abnormal situations. Prisons create dependence on institutional structures and procedures: newly-released people may suffer a lack of volition and independence as they are separated from these strict regimens. Prisons damage interpersonal skills or even prevent future relationships, by engendering interpersonal distrust, “hypervigilance,” suspicion, emotional overcontrol, alienation, psychological distancing, social withdrawal, and isolation. Prisons diminish self-worth and personal value, and can result in Complex Post-Traumatic Stress Disorder — PTSD inflicted by slow, continuing trauma as opposed to a discrete event.

Women’s Institutions: Health Issues and Overcrowding

This weekend’s Huffington Post featured an extremely distressing story about California’s women institutions and the health and sanitation conditions in them.

The Human Rights Council report cited in the post provides some further distressing information but fails to properly state which of the facts relate to California prisons and which relate to federal facilities or those in other state. It seems like the particularly horrifying report about male staff members incurring sexual favors in exchange for providing basic sanitation products is from a 2009 report on federal inmates.

Here, however, is the bit that clearly identifies California inmates and institutions:

A number of additional challenges often result in tension and conflict among inmates and with prison staff. These include inadequate access to basic hygiene products, the high costs of telephone calls and, the inadequacy and sufficiency of the food served. This was a particular concern at the Central California Women’s Facility (CCWF) where interlocutors pointed out persistent deficiencies in terms of services and the hostility with which some guards respond to inmates. These challenges are further intensified by the overcrowding in the facility which was designed to hold 2,004 inmates but currently holds 3,686 people.

I wonder – nowhere in Brown v. Plata does the decision explicitly limit itself to men’s institutions. The number of inmates, I believe, is an assessment of ALL state institutions, not just men’s prisons. This week’s population report indicates that, at 168.9% capacity, women’s institutions suffer from an overcrowding problem that also exceeds the 137.5% established by Plata. I assume, therefore, that the population reduction will include these three facilities, and particularly CCWF, which is at 185.7% capacity.

Brown v. Plata Decision Analysis: Justice Kennedy’s Opinion of the Court

As per legal requirements, the Supreme Court reviewed the factual findings of the three judge panel using a standard of “clear error”, which allows them less leeway for intervention than in the legal findings, which are reviewed de novo. For this reason, the factual basis for the decision is quite familiar to those who read the original three-judge-panel order, but the legal analysis is rather extensive.

The decision outright rejects the state’s contention that the three judge panel was convened incorrectly, stating that the time that passed and the lack of relief necessitated this step. Documenting the standard of care, the abundant vacancies for medical and mental health staff, and the shortfall of resources, Justice Kennedy states that the court had waited long enough before recurring to this admittedly drastic step. Justice Kennedy supports and affirms the three-judge-panel conclusions that overcrowding was the dominant reason for the violations, as well as their conclusion, after considering many other options, that other remedial efforts had not borne fruit and therefore the only recourse would have to be reducing the population.

While the population reduction is of “unprecedented sweep and extent”, writes Justice Kennedy, “yet so too is the continuing injury and harm resulting from these serious constitutional violations.” Justice Kennedy devotes a large portion of the opinion to a detailed description of the overcrowded conditions, mentioning the San Quentin converted gym (the very first picture we posted on this blog.) He provides details of numerous incidents in which inmates received appalling mental and physical care. He also provides details of the history of both cases, Coleman and Plata, and how the various measures to which the state resorted throughout the years (including a special master for the mental health system and a federal receiver for the medical system) failed to improve conditions. In this part he relies extensively on data from the receiver and the special master, as well as in the three-judge-panel decision. His description of how overcrowding is a direct and indirect cause for the abysmal health care follows closely the original panel order, citing, among other factors, the unsanitary conditions and the reliance on lockdowns, both discussed extensively in the original order.

“To incarcerate, society takes from prisoners the means to provide for their own needs. Prisoners are dependent on the State for food, clothing, and necessary medical care. A prison’s failure to provide sustenance for inmates ‘may actually produce physical ‘torture or a lingering death’.’. . . Just as a prisoner may starve if not fed, he or she may suffer or die if not provided adequate medical care. A prison that deprives prisoners of basic sustenance, including adequate medical care, is incompatible with the concept of human dignity and has no place in civilized society. . . [i]f the government fails to fulfill this obligation, the courts have a responsibility to remedy the resulting Eighth Amendment violation.”

As far as its practical implications, the decision is a mixed blessing. Readers looking for an unequivocal statement on behalf of decarceration will find its bottom line a bit more disappointing than it leads to believe. Justice Kennedy is cautious to mention, in the very opening paragraphs, that “[t]he order leaves the choice of means to reduce overcrowding to the discretion of state officials. But absent compliance through new construction, out-of-state transfers, or other means–or modification of the order upon a further showing by the State–the State will be required to release some number of prisoners before their full sentences have been served.” By framing the issue in this way, Justice Kennedy sets the stage for the state to avoid early releases by recurring to damaging, malignant techniques, which will only increase mass incarceration in the long run.

However, there are also more optimistic bits. Justice Kennedy seems fairly convinced by the evidence presented to the original panel about the possibility of reducing population without causing an increase in crime and endangering public safety. He also affirms the panel’s estimate as to the extent of the reduction. His words on that are a vote of confidence in the panel’s work, comparing their projection that a 137.5% capacity would be reasonable under the circumstances to the situation in other states and in the federal prisons.

Justice Kennedy is careful to cut the state some slack in the timing of its plan. He encourages the state to “move for modification of the . . . order to extend the deadline for the required reduction to five years from the entry of the judgment of this court, the deadline proposed in the State’s first population reduction plan. . . [t]he three-judge court, in its discretion, may also consider whether it is appropriate to order the State to begin without delay to develop a system to identify prisoners who are unlikely to reoffend or who might otherwise be candidates for early release.” For this purpose, an extension of time is encouraged. While some inmate advocates may scoff at this, it’s important to remember that, from now on, the state and the courts need to cooperate, and in the course of this long-term cooperation, many compromises will have to be made.

BREAKING NEWS: Supreme Court Affirms Plata Decision, Orders Decrowding

Today, the Supreme Court decided, 5-4, to uphold the three-judge panel decision in Plata v. Schwarzenegger (now Brown v. Plata). Justice Kennedy wrote the Opinion of the Court, which is very sensitive to the inmates’ plight, and orders the state, and CDCR, to reduce prison population by a considerable percentage (about 40,000 inmates).

A detailed analysis of the decision will follow later tonight, but for now, here are some important implications:

The majority decision gives the state a lot of leeway in the timeline of achieving the reduction. Justice Kennedy is willing to cut the state significant slack in timely reduction if there is evidence to show that efforts to decrowd are well under way. Contrary to the alarmist tone in Justice Alito’s dissent, mass early releases will not happen tomorrow.

The state has considerable discretion not just in when, but also in how, the reduction is to be achieved. Much to my dismay, Justice Kennedy explicitly offers two decrowding methods that I consider shortsighted and malignant: More prison construction (already happening) and more out of state incarceration (already happening). My hope is that the state will not make the huge mistake of relying on incarceration-increasing methods for a short-term reduction which will come back to bite us in a few years with an increased prison population, and will instead rely on benign methods: Sentencing reform, good credits, and parole reform.

More later.

CA Prison Crowding Crisis Event

The Bay Area lawyer chapter of the American Constitution Society for Law and Policy is holding an event, free and open to the public, on California prison overcrowding.

When: May 10, 2011 – 12:30pm – 1:30pm
Where: Public Defender’s Office , 555 Seventh Street, San Francisco, CA
Speakers:

  • Wendy Still, Chief Adult Probation Officer, City and County of San Francisco; Senate Appointed California Rehabilitation Oversight Board Member for the California Department of Corrections and Rehabilitation, Former Director of Rehabilitation for the California Federal Medical Prison Receiver; Associate Director, Female Offender Programs and Services
  • Jeanne Woodford, Senior Fellow, Berkeley Center for Criminal Justice; Former Acting Secretary, California Department of Corrections and Rehabilitation; Warden, San Quentin State Prison; Chief Adult Probation Officer, City and County of San Francisco

And an introduction by:

  • Rebekah Evenson, Staff Attorney, Prison Law Office; Counsel, Schwarzenegger v. Plata

Attorney attendees – you receive CLE credits for attending the event.
To RSVP, click here.

Hawai’i Inmates: It’s a Long Way Back Home

image courtesy myinmatelocator.com

Remember the horrors and corruption involved in keeping Hawai’ian inmates out of state? And David Johnson’s report on the futility of out-of-state incarceration as a recidivism reducing measure? Well, don’t hold your breath. The inmates aren’t coming home any time soon. And, of course, CCA is in the mix. The Honolulu Star Advertiser reports:

State prison officials are seeking proposals to house about 1,800 prisoners outside Hawaii after the current prison contract ends in June, despite Gov. Neil Abercrombie’s call to bring inmates back home as soon as possible.
“It is very clear at this time that we do not have all the facilities to bring the inmates back,” said Martha Torney, deputy director of administration for the state Department of Public Safety. “As the state moves toward bringing the inmates back to the islands, that will determine what our needs are in the future.”
The state already has returned some prisoners since Abercrombie said in December that he wants prisoners to stay in Hawaii.
During the quarterly rotation in January, the state brought back about 125 more prisoners than were sent to the mainland, Torney said.
The request for proposals, published March 1, designates a three-year contract, but the state can cancel the contract and remove prisoners at any time, Torney said. The submittal period ends March 31.
One company that plans on submitting an offer is Corrections Corp. of America — the fifth-largest U.S. prison operator behind the federal government, California, Florida and Texas.
Hawaii has 1,699 prisoners at CCA’s Saguaro Correctional Center and 58 inmates at CCA’s Red Rock Correctional Center, both in Eloy, Ariz., Torney said.
Brad Regens, CCA’s vice president of state partnership relations, said CCA is not lobbying to keep Hawaii’s prisoners out of state.

Beyond the obvious exasperation, I have two burning questions.

1. Does anyone actually believe Regens? Remember, these are the folks whose money and backdoor wheeling and dealing brought us the horrific and racist Arizona SB 1070.

2. Has anyone given any thought to the fact that, with Hawai’i’s low crime rates, most of these people don’t need to be in ANY prison – on the island or on the mainland – and therefore, no “facilities” need to be built? We’ve talked plenty about what California needs to learn from Hawai’i. Now, Hawai’i, learn from California’s experience: If you build it, they will come.

In the meantime, if you’re looking for a Hawaiian inmate housed in the mainland, away from family and friends, keep looking. You won’t find them here.

Debtors’ Prisons in California?

from DemandProgress.org:

Americans are in more debt than ever before, and the banks are going to new extremes to squeeze us for every last penny: If you can’t pay up, they’ll try to get you locked up.

The Wall Street Journal has been investigating the disturbing resurgence of debtors’ prisons throughout America — here’s one especially infuriating example of what the banks are up to: AIG got a $122.8 billion bailout from taxpayers — that’s $4,000 per American. Jeffrey Stearns happened to owe AIG $4,000 on a loan for his pickup truck. How’d the mega-corporation handle his debt? Did they forgive him because of the public’s recent largess? No way: They had him arrested in front of his family.

Will you urge California’s lawmakers to shut down the debtors’ prisons? Just click here to automatically email your state legislators.

Here’s more on Stearns:

After being handcuffed in front of his four children, Mr. Stearns, 29 years old, spent two nights in jail, where he said he was strip-searched and sprayed for lice. “I didn’t even know I was being sued….It’s the scariest thing that ever happened to me.”

The Wall Street Journal’s data reveals that across the country, banks are having tens of thousands of Americans arrested over their debts. What happened to Stearns could happen to almost anybody.

Some state legislators are moving to outlaw the practice. Will you urge your lawmakers to join them?

Impact of Juvenile Facilities Closure on Adult Criminal Court Filings

Governor Brown’s plan to shut down all DJJ facilities has been scratched, due to budgetary difficulties. Nonetheless, it is important to pay attention to two recent reports by the Center on Juvenile and Criminal Justice on juvenile justice realignment.
The first report assesses the potential impact of DJJ institutional closures on adult charges. This, you may recall, was a cause for concern in some quarters. Nonetheless, the report finds that, while “California counties drastically vary in arrest and incarceration policies. . . even radical variations in reliance on State incarceration have no effect on juvenile crime rates or trends.” Here are the main findings:
In 2009, 24 counties employed locally self-reliant juvenile justice practices. Those counties were Alpine, Amador, Calaveras, Colusa, Del Norte, Inyo, Los Angeles, Mariposa, Mendocino, Mono, Nevada, Placer, Plumas, San Diego, San Francisco, San Joaquin, San Luis Obispo, Santa Clara, Sierra, Solano, Sonoma, Stanislaus, Trinity, and Tulare.

In 2009, 13 counties employed State-dependent juvenile justice practices that would significantly obstruct juvenile justice reform. Those counties were Alameda, Contra Costa, Fresno, Kern, Kings, Merced, Monterey, Orange, Sacramento, San Bernardino, San Mateo, Santa Barbara, and Ventura.

The thirteen State-dependent counties accounted for 37% of juvenile felony arrests but 61% of all direct adult criminal court filings and 46% of all DJF commitments, in 2009.

Kings County is the most State-dependent county, direct filing in adult criminal court 50 times more than Los Angeles, 39 times more than San Diego, and 36 times more than San Francisco in 2009.

Twelve California counties did not utilize the state system during 2009; either for a DJF commitment or an adult criminal court filing despite experiencing juvenile felony arrests during that year (Alpine, Amador, Calaveras, Colusa, Del Norte, Inyo, Mariposa, Mono, Nevada, Plumas, Sierra, and Trinity).

Despite having the highest juvenile felony arrest rate in the State, San Francisco County utilized direct adult criminal court filing one-eighth as much as the county with the lowest rate of juvenile felony arrests (El Dorado).
It would appear from the report that adult criminal court filings are a matter of organizational and prosecutorial culture, and the policies are not sensitive to the adult/juvenile divide. It is important to say that these findings make sense in the aggregate. I’m sure that, in single cases that raise true dilemmas, juvenile justice practices might be taken into account by individual prosecutors when making the call whether to charge someone as a juvenile or an adult. But the big picture does not seem to support a structural connection between the two.
The second report examined the capacity of county facilities to house juveniles. As the table shows, California counties currently have the space and infrastructure to house all juveniles who are now held in state prisons.
What does all this mean now that the governor has changed his plans? Perhaps it means that law enforcement officials making charging decisions can, and should, be more amenable to the possibility of charging juveniles with misdemeanors rather than felonies when possible. If the change does not occur as a grand top-down policy, it may have to occur as a bottom-up aggregate set of decisionmaking on the part of prosecutors.

Do Not Cure Overcrowding with More Prison Construction!


(image courtesy CDCR from a report on AB 900 projects)

About a year and a half ago, we reported on a study showing that population reduction orders may have adverse consequences: they lead to greater expenditures and the money comes from the welfare budget. Today we learn, via the Prison Law blog, that prison litigation may have other unsavory consequences.

Here is the abstract of Heather Schonfeld‘s Mass Incarceration and the Paradox of Prison Conditions Litigation:

In this article I examine how prison conditions litigation in the 1970s, as an outgrowth of the civil rights movement, inadvertently contributed to the rise of mass incarceration in the United States. Using Florida as a case study, I detail how prison conditions litigation that aimed to reduce incarceration was translated in the political arena as a court order to build prisons. Drawing on insights from historical institutionalist scholarship, I argue that this paradox can be explained by considering the different historical and political contexts of the initial legal framing and the final compliance with the court order. In addition, I demonstrate how the choices made by policy makers around court compliance created policy feedback effects that further expanded the coercive capacity of the state and transformed political calculations around crime control. The findings suggest how “successful” court challenges for institutional change can have long-term outcomes that are contrary to social justice goals. The paradox of prison litigation is especially compelling because inmates’ lawyers were specifically concerned about racial injustice, yet mass incarceration is arguably the greatest obstacle to racial equality in the twenty-first century.

As our readers will recall, this unhealthy dynamic played out perfectly in the oral arguments of Plata/Coleman. More than ever, and as I explained here and here, I am convinced that the inmate advocates should not have conceded that the three-jduge panel would consider new construction a suitable solution to the overcrowding problem. While her emphasis is on racial justice litigation and its discontents, Schonfeld’s findings also strongly confirm what anyone with common sense and some knowledge of prison history should know by now: If you build it, they will come. Any attempt to solve overcrowding through construction is an expensive short-term solution that will yield more overcrowding in the future. If we’re not humanitarian, let’s at least be humonetarian, and solve our prison crisis with early releases and a parole program that offers real hope and an escape from recidivism and the revolving door.