Book Review: Golden Gulag by Ruth Wilson Gilmore
So many great books have come out in the 21st century examining the genesis of mass incarceration; we’ve discussed many of them here. While many of these books look at trends nationwide, or even in the industrialized West, it is no coincidence that they tend to focus on California. Not only does California have the largest prison population (in absolute numbers; we are not leading the gloomy per-capita parade), but it has pioneered many of the punitive legislation and policies later adopted by other states.
Which is partly why Ruth Wilson Gilmore’s Golden Gulag provides a necessary local context to much of the conversation. Gilmore, a geographer, focuses on somewhat less analyzed aspects of mass incarceration in the Golden State: The economic and geographic conditions that have yielded massive prison construction.
After providing a dense and detailed introduction to the California political economy, Gilmore moves on to provide the central thesis of the book: California’s prison boom is a “prison fix” to a problem of fourfold surplus: Capital, land, labor, and state capacity. Her discussion of the mechanism behind prison finance, done through bonds to avoid accountability to taxpayers, shows how supply and demand has worked to create a prison boom that empowered the California Department of Corrections and rendered its construction activities immune to public critique.
1982 is a key year for Gilmore’s narrative. That year, the legislature approved facilities in Riverside, LA, and San Diego, as well as $495,000,000 in general obligation bonds to build new prisons, with the express goal to enhance public safety. In the same year, the legislature also reorganized CDC in a way that exempted its bidding and budgeting practices from the competitive process and instead allowed to assign work to outside consultants, to guarantee that construction occur quickly.
While prisons were initially funded by general obligation bonds, which are backed by the full faith and credit of the state, underwriters and legislators had to deal with “politically contradictory limit to taxpayers’ willingness to use their own money to defend against their own fears”. Their solution was to use lease revenue bonds, usually issued by the Public Works Board for college and university facilities, as well as for veterans and farmers. LRBs carried more risk, as they were only backed by a moral obligation rather than a fiscally binding one, but the expense was offset by the fact that LRBs did not have to be placed before the voters in general elections, and could therefore be quickly organized and issued so prisons could be built close to the time they were bid on, to avoid cost hikes. As a result, in less than a decade, the state debt for prison construction expanded from $763 million to $4.9 billion, an increase from 3.8% to 16.6% of total state debt.
In the next section, Gilmore examines the economic, demographic and geographic push for partnerships between CDC and various central valley towns who wanted to revitalize their economy through the labor and land improvement that would result. As her case study, she looks at Corcoran, an agrarian town with a diverse population suffering a serious economic downturn, in part because of ten years of weather calamities. Most Corcoran residents were hopeful that a prison would put their real property to work and generate employment; their visit to Susanville impressed them with the potential of a prison to revitalized the city. Despite vocal objection, the prison was built, but the town’s hopes were crushed. Employment and opportunities for locals did not improve, confirming general research that shows that, over time, prison towns compare unfavorably with depressed rural places that do not acquire prisons.
The last part of Gilmore’s book looks at anti-prison activism originated by mothers. While it is an interesting account, it delves too much into the personal and would be better as a piece on its own, as it is rather disjointed from the grand narratives and analysis that precedes it.
I’m not sure I am entirely on board with Gilmore’s interpretation of Marxist surplus theory, and I think it does not fare well in providing a full explanation of mass incarceration. But as a piece of the puzzle, the book offers an informative and important explanation of prison construction, one which is sorely needed as the mechanics of prison finance are cleverly hidden from state voters and taxpayers. Her tale of Corcoran is told from the perspective of someone who is not only well informed, but who cares deeply about these towns and their crushed hopes. It is certainly helpful to me as I try to understand and explain what happened after 2007 (when the book was published) and how the financial crisis impacted these developments.
U.S. Bureau of Prisons to Review Solitary Confinement
A spokesman from the bureau confirmed that the National Institute of Corrections plans to retain an independent auditor “in the weeks ahead” to examine the use of solitary confinement, which is also known as restrictive housing.
“We are confident that the audit will yield valuable information to improve our operations, and we thank Senator Durbin for his continued interest in this very important topic,” spokesman Chris Burke said in a statement.
Prisoners in isolation are often confined to small cells without windows for up to 23 hours a day. Durbin’s office said the practice can have a severe psychological impact on inmates and that more than half of all suicides committed in prisons occur in solitary confinement.
In Durbin’s state of Illinois, 56 percent of inmates have spent some time in segregated housing.
“The United States holds more prisoners in solitary confinement than any other democratic nation in the world, and the dramatic expansion of solitary confinement is a human rights issue we can’t ignore,” said Durbin, who chaired a Senate hearing on the use of solitary confinement last year. “We can no longer slam the cell door and turn our backs on the impact our policies have on the mental state of the incarcerated and ultimately on the safety of our nation.”
The Vera Institute’s Segregation Reduction Project, in which they partner with states and help them reduce the population under solitary confinement, has yielded, to my surprise, impressive monetary savings and no decrease in prison security.
Yesterday, at the Western Society of Criminology, I heard something interesting. Ashley Rubin, who is joining the criminology faculty at Florida State University next year, presented a fascinating paper based on her archival study of Eastern State Penitentiary in Philadelphia (which we visited a few years ago.) In the 19th century, Eastern State advocated an incarceration model based on total isolation of inmates. Auburn prison, in New York State, did not isolate its prisoners, though it did require them to work in silence; Auburn model supporters critiqued Philadelphia for the inhumanity and wastefulness of solitary confinement. Officially, Philadelphia supporters rejected the critiques. But privately, they double-celled inmates. The warden’s journal reveals the motivation behind this practice: Concern about the inmates’ sanity and their need for company. They also allowed inmates to work out of the cell, when they needed to do so to reduce prison costs through inmate labor.
Apparently, there is nothing new under the sun. Keramet Reiter from UC Irvine has been studying the modern supermax and solitary confinement, and has found the exact same practice going on today: Double-celling in solitary cells in the supermax. Apparently, a second bunk had been thrown into solitary cells in supermaxes as an afterthought, and it’s being used. Read this for more information. Whether CDCR does so to alleviate overcrowding, save money, or alleviate inmates’ mental anguish, it raises the question whether being housed with another person for 23 hours a day in close proximity and tight quarters is better or worse than doing time alone. I suppose the answer depends greatly on the circumstances, the person, the mental state of both inmates, and the extent to which staff monitor the possibility of violence in the cell.
The U.S. Bureau of Prisons’ willingness to examine solitary confinement is welcome news. I hope its findings, as well as the Vera Institute’s important activity, will yield some thoughts on the state and local level about reducing the usage of solitary confinement.
The New Correctional Discourse of Scarcity: Executive Summary
This morning I gave a talk about my upcoming book at the Western Society of Criminology Annual Meeting. Here is the gist of my comments.
Pelican Bay Ordered to Cease Race-Based Punishment
Pelican Bay Prison. Image courtesy CDCR website. |
The California Court of Appeal has just issued a decision in re Jose Morales. The decision prohibits Pelican Bay Prison’s practice of race-based segregation and denial of privileges. From the decision:
Pelican Bay racially segregates prisoners and, during extended periods of perceived threatened violence, denies family visits, work assignments, yard exercise, religious services and other privileges to prisoners of one race while granting those same privileges to prisoners of other races. This habeas proceeding was brought by a Hispanic prisoner alleging that the prison’s policy of disparate treatment based on race and ethnicity denies him equal protection of the laws.
This particular proceeding was tied to a 2008 incident between Hispanic inmates, which led to a segregation of all Hispanic inmates’ access to programs, which apparently remained in effect for almost three years. The result of the effective lockdown on Hispanic inmates was that only inmates classified racially as “other”, meaning, mostly Asian inmates, had to work double shifts in prison. Other inmates were denied visitation, exercise, religious services, and other privileges. In short, no one won.
The decision relies on a Supreme Court case, Johnson v. California, which held that government officials are not permitted “to use race as a proxy for gang membership and violence without demonstrating a compelling government interest and proving that their means are narrowly tailored” to advance that interest.
The decision in Morales extends that logic to race-based punishment, giving prison authorities narrow leeway to separate inmates based on ethnicity only if prison security requires it, so long as it is done “[o]n a short-term emergency basis” and not “preferentially”.
One of the notable things about the decision is the judges’ sensitivity to the chicken-and-egg nature of race-based classification. While some administrative policies are a result of gang-related racial hostilities, the classification in itself threatens not only “to stigmatize individuals by reason of their membership in a racial group” but also, importantly, “to incite racial hostility.”
Another notable thing is the court’s attentiveness to nuance. While many inmates are affiliated with a gang based on their race, not all inmates are affiliated with a gang, and to assume otherwise is to discriminate.
One hopes that the combination of this decision, and the agreement to end racial hostilities in Pelican Bay, will transform carceral practices so that racial strife, whether stemming from gang animosities or institutional unfairness, will diminish if not end.
Is Realignment Obsolete? Harmful?
In recent days, realignment isn’t getting much love. A Wall Street Journal story this week blames realignment for a recent rise in property crime. Veteran readers of this blog, read the piece (or the excerpt below) and let’s find what’s fishy here.
California saw a year-over-year increase of 4.5% in property crime in the fourth quarter of 2011, immediately after the overhaul, marking the first rise since 2004, according to a report from the state attorney general this fall. In contrast, property crime, which includes burglary, auto theft and larceny, fell 2.4% in the nine months before the sentencing changes stemming from a U.S. Supreme Court decision.
While the attorney general doesn’t release 2012 data until late this year, localities ranging in size from Sacramento to Santa Rosa in Sonoma County saw property crimes rise last year. The Federal Bureau of Investigation, which hasn’t reported 2012 crime data, says property crimes fell 0.5% nationally in 2011 from a year earlier.
. . .
Known as realignment, the changes are “causing more of these people to be out in society rather than locked up,” said Santa Rosa Police Sgt. Michael Lazzarini, and that could be a “pretty good reason” for the rise in property crimes. “Not only is it continued workload for the investigators, but it’s also a quality-of-life issue for the citizens,” he said.
Santa Rosa saw property crime rise 5% last year through November to 3,568 crimes, while violent crimes declined 7% to 585 crimes. Sgt. Lazzarini, the head of the property-crimes-investigation team, said detectives have been stretched thin since the new state law, which he neither supported nor opposed. He said he has struggled to decide which crimes to investigate.
There aren’t enough data yet to back up Sgt. Lazzarini’s hunch on a statewide basis. Gil Duran, a spokesman for Mr. Brown, said it is impossible to make claims about the reason for the crime increase with limited data. “Any respectable criminologist will tell you that [they] don’t determine overall trends in a year or two,” he said in an email. “Attempts to tie any increases to realignment are purely political.”
Here’s what’s odd here, from a (respectable?) criminologist:
We’re given data on crime in California and on crime in Santa Rosa. What we are not given is a county-by-country breakdown. I’m not just saying this just to take pleasure in countering Sgt. Lazzarini’s hunch (since when does the Wall Street Journal write stories based on police officers’ hunches, anyway?) Every single report on realignment implementation shows that different counties have been dealing with sentencing reform in different ways. The crime rise might not be a result of people being “out of jail”. It might be the result of releasing people after their sentences without any appropriate probation mechanisms to help them find jobs. Or it might be that the recession is hitting some counties worse than others. I want Sgt. Lazzarini to show me that property crime in San Francisco and Alameda is going up (because, supposedly, these counties “let people out”) and down in Los Angeles, Riverside, and Orange (where there is an orgy of county jail building). Now that’ll be special, and even then, correlation is not causation.
Police hunches are not unimportant. Police hunches in individualized, specific situations, can and do save lives. But hunches have no place when generalizing from data, and people who can’t read data carefully should not drive policymaking.
So, apparently Governor Brown also doesn’t buy Sgt. Lazzarini’s hunch. But he has his own beef with realignment. Here’s what Governor Brown said to the federal court this week, as reported by the L.A. Times:
“At some point, the job’s done,” Brown said at a Capitol news conference before catching a plane for Los Angeles, where he repeated the message. “We spent billions of dollars” complying with the court orders, the governor said. “It is now time to return control of our prison system to California.”
. . .
The population now hovers around 119,000 — about 50% more than state facilities were designed to hold. Some prisons are at 180% of their intended capacity.
The federal courts set a June 2013 deadline to reduce that total to 137.5%. The state says it now expects to exceed the cap by 9,000 inmates. On Tuesday, Brown argued those numbers were meaningless in light of improved inmate healthcare. He further called the design capacity of the state’s prisons “an arbitrary number.”
But former state prisons chief Jeanne Woodward disputed the governor’s assertion and said she worried that without federal intervention, the governor and Legislature would find it easier to cut funding for improvements such as new healthcare facilities.
“Without court oversight, resources tend to get taken away,” said Woodward, a senior fellow at UC Berkeley School of Law.
This is the most recent attempt by the state to avoid complying with the Plata mandate. Of course the design capacity is an “arbitrary number”; all numbers are arbitrary. What makes this number magical is that it didn’t pop out from the sky; it was decided by the court after hearing expert testimony about proper medical care and quality of life.
And here’s another reason why this is interesting. As you may recall, the government’s solution to depopulation as a response to the Plata order was to combine it with a savings measure. Plans to move inmates from state prisons to jail were in place back in the Schwarzenegger days, before Plata. Now, suddenly we’re being told that further depopulation would not save money; it would actually waste money.
I don’t think that realignment is the best thing since sliced bread, and I think in some cases jail conditions could be worse than prison conditions. But I do think that, done thoughtfully and thoroughly (like what these folks did), it is a step in the right direction. The state’s resistance to the plan as a whole seems misguided. What the state should do instead is guide the counties, with proper fiscal incentives, to do realignment as it should be done.
————–
Christoffer Lee, David Takacs and Aatish Salvi sent me links. The grumpy commentary is mine and mine alone.
Goodbye, Matthew Cate
Matthew Cate leaves CDCR and will take over the California Association of Counties. The L.A. Times reports:
Under Schwarzenegger, Cate oversaw dramatic expansion of state prisons in an attempt to keep up with the growing population of inmates. Under Brown, he oversaw state efforts to shift the growing burden on counties.
The state Department of Corrections and Rehabilitation issued a press release quoting Cate as describing his two-year tenure as corrections secretary under Brown as a “time of tremendous progress,” notably cuts in prison spending and a reduction in the prison population, achieved by shifting responsibility for low-level offenders to California’s 58 counties.
“In addition to realignment and the accompanying reforms, we have successfully terminated five class-action lawsuits, overhauled the juvenile justice system; improved CDCR’s rehabilitative programs and are implementing a legislatively approved plan that will further these reforms and reduce over-all prison costs,” Cate said in the agency’s prepared statement.
It now falls on Cate to help counties find ways to cope with the influx of prisoners and parolees.
Federal Panel to State: Plata Quotas Will Not Be Reduced
In a story that is getting surprisingly little press, today’s Reporter reported on the federal three-judge panel’s response to the State’s request to modify Plata requirement. The long and the short of it: The answer is no.
A federal three-judge panel has given California corrections officials until January to say how they will reduce the state’s inmate population to comply with an order upheld last year by the U.S. Supreme Court.
The state must reduce its prison population by 33,000, to a maximum of 110,000 inmates, by next June.
Corrections officials say they cannot meet that goal if they follow through on their plan to retrieve inmates who are housed in private prisons in other states. They want to do that to save money.
Bringing back those prisoners would put the state 3,000 inmates over the court-imposed cap. The judges said last month that they would not adjust the inmate cap.
On Thursday, they told corrections officials to develop a plan to meet the June deadline.
Will the state make its deadline? How would this affect the plan to bring back out-of-state inmates? We’ll continue updating on this vein.
Bringing Out-Of-State Inmates Home
A story published this summer on the California Watch examined the possibility of bringing back 9,500 California inmates currently serving their term in private institutions run by Correctional Corporation of America in Arizona, Mississippi and Oklahoma.
The grand strategic plan includes a provision for ending out-of-state incarceration, and it’ll begin by bringing back about 600 inmates. This is compounded by the fact that the state’s contract with CCA is based on occupancy rates.
In case you’re wondering who benefits from levels of mass incarceration, the CA Watch story says:
The revised contract will reduce California’s fee to the private prison group by $67 million for the current fiscal year, according to corrections spokeswoman Dana Simas. The state will save another $14 million in 2012 by cutting staff positions for the program, which is administered in Sacramento.
California is paying the Corrections Corporation $61 to $72 per prison bed per day, making the original contract worth more than $280 million for 2012-13, according to the Legislative Analyst’s Office and corrections department figures.
The fiscal challenges involved in bringing back inmates involve the need to provide adequate housing and health care and the potential need for more construction. But if the total number of inmates to be returned to the state is less than 10,000, that would still render the prisons less crowded than they were in the pre-Plata era.
Media Access to Prisons
SHU solitary exercise yard. Credit: Nancy Mullane for KALW. |
About a week ago, KALW ran a fascinating story about media access to California prisons. Nancy Mullane has been struggling to obtain permission to see California institutions from the inside.
This is particularly poignant, because a few days ago Governor Brown killed AB 1270, which would provide the media the ability to conduct interviews with specific inmates.
I recommend listening to the whole thing – Mullane’s observations about Pelican Bay, its staff, and the inmates, are insightful and fascinating.